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Compliance Officer Jobs In New York City

10 matches | 1 - 10 displayed
  1  
date  location  job detail
Jan 30,2016 USA-NY-New York City Global Chief Compliance Officer- Broker Dealer
Global Chief Compliance Officer- Broker Dealer
The candidate will be point of contact for all exams/inquiries and audits. Will work on cover all entities and manage staff across business lines. Provide advisory assistance to sales and trading. Oversight AML/KYC. Upgrade platform (policies, testing/
Jan 27,2018 USA-NY-New York City PED Compliance Officer / Attorney
PED Compliance Officer / Attorney
The candidate must have excellent academic credentials.
Jan 27,2018 USA-NY-New York City Regulatory Inquiries Compliance Officer
Regulatory Inquiries Compliance Officer
The candidate will work under the direction of the CCO(s) and the Firm?s Legal Department to handle internal regulatory filings and perform administrative due diligence related to inquiries and examinations. Will submit accurate, complete and timely responses
Feb 12,2018 USA-NY-New York City Compliance Officer
Compliance Officer
The candidate should be experienced Analyst/Associate.
Mar 22,2018 USA-NY-New York City Associate / Vp Commodities Compliance Officer
Associate / VP Commodities Compliance Officer
The candidate must have excellent academic credentials.
Mar 01,2018 USA-NY-New York City Securities Compliance Officer / White Collar Criminal Litigation Attorney
Securities Compliance Officer / White Collar Criminal Litigation Attorney
The candidate will provide day to day advice to the firm?s investments professionals to ensure compliance with applicable law and regulations. Should have 4+ years of current relevant experience with a big firm or top tier bo
Mar 18,2018 USA-NY-New York City Senior Compliance Officer
Senior Compliance Officer
The candidate work in Major Financial Institution.
May 10,2018 USA-NY-Manhattan AVP - Anti Bribery & Corruption Compliance Officer
AVP - Anti Bribery & Corruption Compliance Officer
Page Group
?
Manhattan
NY
Job #661967031
My client, a top tier financial services firm, based in Manhattan are looking for a AVP - Anti Bribery & Corruption Compliance Officer to join the team. Client Details My client is a premier financial service
May 12,2018 USA-NY-New York City Compliance Officer-Title Insurance-NYC-JD
Compliance Officer-Title Insurance-NYC-JD
Meridian Legal Search
?
New York
NY
Job #663461435
Top Ten National Title Insurance Agency seeks a Compliance Officer with 5 years of relevant experience. New position! Fast paced organization. Responsibilities: Be the primary liaison with state regulators.
May 09,2018 USA-NY-New York City Compliance Officer
Compliance Officer
Stone Management
?
New York
NY
Job #660963701
Primary Function Our client, a prominent growing insurance related firm, is seeking a sharp Compliance Officer (CO) that will provide company-wide oversight and coordination of regulatory compliance and establishing standards for its i

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